Registration Search · Securities Portal

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Please be advised that the website will be temporarily unavailable due to scheduled maintenance beginning at 5:00 PM on Wednesday, December 31, 2025. The site will be available beginning at 7:00 AM on Friday, January 2, 2026. We apologize for any inconvenience, please plan any filings or transactions on the Securities Portal accordingly.

Select a Registration Type to begin. The search can further be narrowed by Name, Status or Date. Results will be displayed below. The Registration Search is not an exhaustive list of all registrations that have been filed in the State of Indiana. If a registration does not appear or for any additional questions, please Contact Us.

Registration Type

Name

Status

Expiration Start Date

Expiration End Date

To search BrokerCheck for
Investment Adviser or Broker-Dealer
Firms and/or Individuals:
brokercheck.finra.org

To search NMLS Consumer Access for
Loan Brokers, Collection Agencies
and/or associated Individuals:
nmlsconsumeraccess.org